Our DCPA Fiduciary Declaration
100% of our Sr. Advisors have been authorized as a Registered Fiduciary. Unlike firms who offer "guidance" or "assistance" with your investment responsibilities, DCPA assumes the role as your Plan's Discretionary Investment Fiduciary.
"A fiduciary can ... hire a service provider ... to handle fiduciary functions, setting up the agreement so that the person or entitiy then assumes liability for those functions selected. If an employer appoints an investment advisor, the employer is responsible for the selection of the manager, but is not liable for the individual investment decisions of that manager." Department of Labor
The Foundation for Fiduciary Studies in conjunction with Dalbar, Inc issues the Registered Fiduciary (RF) designation. They review securities licenses, practical experience, specialized training, fiduciary training, professional designations, regulatory compliance and reasonable fees. Listed below are the Registered Fiduciaries at DCPA.
Registered Fiduciary Specialties:
- General Practitioners: Kenneth Dillenbeck, David Taylor
- 401K Plan Sponsor Advisors: Monroe Diefendorf, Jr., David Taylor, Thomas Palumbo, Joseph Labella
- 401KPlan Participant Advisors: Monroe Diefendorf, Jr., David Taylor, Thomas Palumbo, Joseph Labella
- Wealth Managers: Monroe Diefendorf, Jr., David Taylor, Thomas Palumbo, Joseph Labella
- Foundation and Endowment Advisors: Monroe Diefendorf, Jr.
- Financial Planning Practitioners: Monroe Diefendorf, Jr., David Taylor, Kenneth Dillenbeck
- IRA Specialty Advisors: Monroe Diefendorf, Jr., Thomas Palumbo
- Tax Practitioners: Kenneth Dillenbeck
- Philanthropic Advisors: Monroe Diefendorf, Jr.
Download The DCPA Fiduciary Declaration
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